First Trust Active Factor Small Cap ETF (AFSM)
ETF ยท NYSE Arca
First Trust Active Factor Small Cap ETF (AFSM) is an exchange-traded fund listed on NYSE Arca, where it has traded since December 3, 2019.
- Type
- Exchange-traded fund
- Listed On
- NYSE Arca
- Listed Since
- December 3, 2019
Institutional ownership
In 13F filings for the quarter ended June 30, 2026, 38 institutions reported holding AFSM, with 2.2 million shares worth $89.3 million in aggregate. The largest reported holder was James J. Burns & Company, with 557,503 shares worth $22.9 million. Of the 5 largest holders listed below, 3 added shares and 2 reduced their positions during the quarter.
| Institution | Shares | Value | Quarter change |
|---|---|---|---|
| James J. Burns & Company | 557,503 | $23M | Added 1.14% |
| Lpl Financial | 276,705 | $11M | Added 51.73% |
| Envestnet Asset Management | 200,060 | $8M | Reduced 0.46% |
| Truist Financial | 193,577 | $8M | Added 0.25% |
| JPMorgan Chase | 136,071 | $6M | Reduced 0.12% |
Form 13F is a quarterly report that institutional investment managers with at least $100 million in qualifying securities file with the SEC. It lists long positions as of the last day of the quarter and is due within 45 days of quarter end, so these holdings describe that date rather than today.
Frequently asked questions
What is AFSM?
First Trust Active Factor Small Cap ETF (AFSM) is an exchange-traded fund listed on NYSE Arca, where it has traded since December 3, 2019.
Who are the largest institutional holders of AFSM?
In 13F filings for the quarter ended June 30, 2026, the largest reported holders of AFSM were James J. Burns & Company, Lpl Financial and Envestnet Asset Management.
How many institutions own AFSM?
38 institutions reported a position in AFSM for the quarter ended June 30, 2026, worth $89.3 million in total.
Did institutions buy or sell AFSM last quarter?
Of the 5 largest reported holders, 3 added shares and 2 reduced their positions during the quarter. Every reported holder and its change is on the SentiSense ownership page for AFSM.
Every reported institutional holder, plus insider and congressional trades in AFSM, on SentiSense.