U.S. Small Cap Portfolio ETF Class Shares (DFAS)
ETF ยท NYSE Arca
U.S. Small Cap Portfolio ETF Class Shares (DFAS) is an exchange-traded fund listed on NYSE Arca, where it has traded since December 15, 1998.
- Type
- Exchange-traded fund
- Listed On
- NYSE Arca
- Listed Since
- December 15, 1998
Institutional ownership
In 13F filings for the quarter ended September 30, 2026, 48 institutions reported holding DFAS, with 5.0 million shares worth $385.3 million in aggregate. The largest reported holder was Great Waters Wealth Management, with 1.2 million shares worth $95.0 million. Of the 5 largest holders listed below, 4 added shares and 1 reduced its position during the quarter.
| Institution | Shares | Value | Quarter change |
|---|---|---|---|
| Great Waters Wealth Management | 1,227,703 | $95M | Added 6.74% |
| Massmutual Private Wealth & Trust, Fsb | 699,167 | $54M | Reduced 2.8% |
| Kwmg | 534,904 | $41M | Added 4.57% |
| Farther Finance Advisors | 433,745 | $34M | Added 11.75% |
| Apella Capital | 396,207 | $31M | Added 10.69% |
Form 13F is a quarterly report that institutional investment managers with at least $100 million in qualifying securities file with the SEC. It lists long positions as of the last day of the quarter and is due within 45 days of quarter end, so these holdings describe that date rather than today.
Frequently asked questions
What is DFAS?
U.S. Small Cap Portfolio ETF Class Shares (DFAS) is an exchange-traded fund listed on NYSE Arca, where it has traded since December 15, 1998.
Who are the largest institutional holders of DFAS?
In 13F filings for the quarter ended September 30, 2026, the largest reported holders of DFAS were Great Waters Wealth Management, Massmutual Private Wealth & Trust, Fsb and Kwmg.
How many institutions own DFAS?
48 institutions reported a position in DFAS for the quarter ended September 30, 2026, worth $385.3 million in total.
Did institutions buy or sell DFAS last quarter?
Of the 5 largest reported holders, 4 added shares and 1 reduced its position during the quarter. Every reported holder and its change is on the SentiSense ownership page for DFAS.
Every reported institutional holder, plus insider and congressional trades in DFAS, on SentiSense.