First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS)

First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) is listed on Nasdaq, where it has traded since February 15, 2012.

Listed On
Nasdaq
Listed Since
February 15, 2012

Institutional ownership

In 13F filings for the quarter ended June 30, 2026, 66 institutions reported holding FEMS, with 3.3 million shares worth $151.7 million in aggregate. The largest reported holder was Morgan Stanley, with 466,103 shares worth $21.3 million. Of the 5 largest holders listed below, 3 added shares and 2 reduced their positions during the quarter.

InstitutionSharesValueQuarter change
Morgan Stanley466,103$21MReduced 6.75%
Wells Fargo & Company/MN443,087$20MAdded 13.07%
Lpl Financial272,507$12MAdded 12.25%
Beta Wealth Group210,210$10MAdded 7.96%
Raymond James Financial201,773$9MReduced 8.37%

Form 13F is a quarterly report that institutional investment managers with at least $100 million in qualifying securities file with the SEC. It lists long positions as of the last day of the quarter and is due within 45 days of quarter end, so these holdings describe that date rather than today.

Frequently asked questions

What is FEMS?

First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) is listed on Nasdaq, where it has traded since February 15, 2012.

Who are the largest institutional holders of FEMS?

In 13F filings for the quarter ended June 30, 2026, the largest reported holders of FEMS were Morgan Stanley, Wells Fargo & Company/MN and Lpl Financial.

How many institutions own FEMS?

66 institutions reported a position in FEMS for the quarter ended June 30, 2026, worth $151.7 million in total.

Did institutions buy or sell FEMS last quarter?

Of the 5 largest reported holders, 3 added shares and 2 reduced their positions during the quarter. Every reported holder and its change is on the SentiSense ownership page for FEMS.

Every reported institutional holder, plus insider and congressional trades in FEMS, on SentiSense.