First Trust Small Cap Growth AlphaDEX Fund (FYC)
First Trust Small Cap Growth AlphaDEX Fund (FYC) is listed on Nasdaq, where it has traded since April 19, 2011.
- Listed On
- Nasdaq
- Listed Since
- April 19, 2011
Institutional ownership
In 13F filings for the quarter ended June 30, 2026, 175 institutions reported holding FYC, with 7.6 million shares worth $970.8 million in aggregate. The largest reported holder was Lpl Financial, with 1.5 million shares worth $191.5 million. Of the 5 largest holders listed below, all 5 added shares during the quarter.
| Institution | Shares | Value | Quarter change |
|---|---|---|---|
| Lpl Financial | 1,503,733 | $191M | Added 10.55% |
| Raymond James Financial | 649,982 | $83M | Added 19.27% |
| Morgan Stanley | 606,270 | $77M | Added 53.66% |
| Wells Fargo & Company/MN | 472,349 | $60M | Added 6.49% |
| Cetera Investment Advisers | 313,216 | $40M | Added 8.12% |
Form 13F is a quarterly report that institutional investment managers with at least $100 million in qualifying securities file with the SEC. It lists long positions as of the last day of the quarter and is due within 45 days of quarter end, so these holdings describe that date rather than today.
Frequently asked questions
What is FYC?
First Trust Small Cap Growth AlphaDEX Fund (FYC) is listed on Nasdaq, where it has traded since April 19, 2011.
Who are the largest institutional holders of FYC?
In 13F filings for the quarter ended June 30, 2026, the largest reported holders of FYC were Lpl Financial, Raymond James Financial and Morgan Stanley.
How many institutions own FYC?
175 institutions reported a position in FYC for the quarter ended June 30, 2026, worth $970.8 million in total.
Did institutions buy or sell FYC last quarter?
Of the 5 largest reported holders, all 5 added shares during the quarter. Every reported holder and its change is on the SentiSense ownership page for FYC.
Every reported institutional holder, plus insider and congressional trades in FYC, on SentiSense.