First Trust Smith Unconstrained Bond ETF (UCON)

ETF ยท NYSE Arca

First Trust Smith Unconstrained Bond ETF (UCON) is an exchange-traded fund listed on NYSE Arca, where it has traded since June 4, 2018.

Type
Exchange-traded fund
Listed On
NYSE Arca
Listed Since
June 4, 2018

Institutional ownership

In 13F filings for the quarter ended June 30, 2026, 271 institutions reported holding UCON, with 110.1 million shares worth $2.7 billion in aggregate. The largest reported holder was Lpl Financial, with 13.7 million shares worth $340.4 million. Of the 5 largest holders listed below, all 5 added shares during the quarter.

InstitutionSharesValueQuarter change
Lpl Financial13,680,994$340MAdded 9.67%
Morgan Stanley9,315,618$232MAdded 3.99%
Wells Fargo & Company/MN7,174,273$178MAdded 18.14%
Ameriprise Financial5,567,401$139MAdded 4.3%
Bank of America4,199,258$104MAdded 9.54%

Form 13F is a quarterly report that institutional investment managers with at least $100 million in qualifying securities file with the SEC. It lists long positions as of the last day of the quarter and is due within 45 days of quarter end, so these holdings describe that date rather than today.

Frequently asked questions

What is UCON?

First Trust Smith Unconstrained Bond ETF (UCON) is an exchange-traded fund listed on NYSE Arca, where it has traded since June 4, 2018.

Who are the largest institutional holders of UCON?

In 13F filings for the quarter ended June 30, 2026, the largest reported holders of UCON were Lpl Financial, Morgan Stanley and Wells Fargo & Company/MN.

How many institutions own UCON?

271 institutions reported a position in UCON for the quarter ended June 30, 2026, worth $2.7 billion in total.

Did institutions buy or sell UCON last quarter?

Of the 5 largest reported holders, all 5 added shares during the quarter. Every reported holder and its change is on the SentiSense ownership page for UCON.

Every reported institutional holder, plus insider and congressional trades in UCON, on SentiSense.